Search results for: “broker dealer”

  • SEC v. GAYE B. KNOWLES case

    SECURITIES AND EXCHANGE COMMISSION v. GAYE B. KNOWLES United States Court of Appeals for the Tenth Circuit No. 95-1425 87 F.3d 413 Decided June 20, 1996 Circuit Judge MURPHY: This case arises out of the enforcement by the district court against the appellant, a foreign national, of two administrative subpoenas duces tecum issued by the…

  • John Branca

    John Branca John Branca, Lawyer If there’s a major musical deal in the works, you can bet John Branca is involved. Though the Los Angeles entertainment attorney keeps a low public profile, he has had an impact on nearly every facet of the music business. The entertainment lawyer John Branca has represented some of the…