Issuer

Issuer in the United States financial law

An issuer is an entity whose securities are registered under section 12 of the Exchange Act or that is required to file reports under section 15(d) or that files or has filed a registration statement that has not yet become effective under the Securities Act and that it has not withdrawn.

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See Also

• Underwriter
• Brokerage
• Crowdfunding
• Solicitation
• Financial Accounting Standards Board
• Startup
• Growth Company