Search results for: “federal securities laws”
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Securities
Introduction Securities This entry provides an overview of the legal framework of securities , with a description of the most significant features of securities at international level. Related Work and Conclusions Resources See Also Finance Consumer Credit Negotiable Instrument Securities […]
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List of Titles of Halsburys Laws of Canada
List of Titles of Halsburys Laws of Canada List of titles, publication dates, and authors of the volumes already in print or in preparation Access to Information and Privacy (Dec 06) by Michael Power Administrative law (Dec 08) by Guy Regimbald Agency by Maurice Coombs Agriculture (Dec-09) by Donald Buckingham Alternative Dispute Resolution (Dec-09) by…
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Laws of war Part 2
Laws of war Part 2 8 The Regulation of Armed Non-State Actors: Promoting the Application of the Laws of war to Conflicts Involving National Liberation Movements Noelle Higgins Human Rights Brief Volume 17, Issue 1, Fall 2009 p.12 LAW JOURNAL / LAW REVIEW 9 The Laws of War and the Fight against Somali Piracy…
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Enforcement of laws
Enforcement of laws Bad laws Without doubt, there are a vital influence of social, political, economic and cultural forces on the evolution of modern law enforcement. Sometimes, a law that exists for a good purpose can be seen as a bad law and a candidate for repeal because it punishes people who have done nothing…
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Kiobel v. Royal Dutch Petroleum
In Kiobel, et al., v Royal Dutch Petroleum, et al., lawyers for 12 individuals seeking to hold major oil companies legally responsible for human rights abuses in Nigeria in the 1990s have asked the Supreme Court to overturn a federal appeals court's ruling that corporations are immune to such […]
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Choice of Forum
In the United States For information about Choice of forum in the context of international trade, click here
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Legal Personnel
Legal Personnel Legal Personnel in the United States Liability of Compliance and Legal Personnel at Broker-Dealers under Sections 15(b)(4) and 15(b)(6) of the Exchange Act In relation to the liability that may arise under Sections 15(b)(4) and 15(b)(6) of the Securities Exchange Act of 1934 in connection with the role and duties of Chief Compliance…
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SEC v. GAYE B. KNOWLES case
SECURITIES AND EXCHANGE COMMISSION v. GAYE B. KNOWLES United States Court of Appeals for the Tenth Circuit No. 95-1425 87 F.3d 413 Decided June 20, 1996 Circuit Judge MURPHY: This case arises out of the enforcement by the district court against the appellant, a foreign national, of two administrative subpoenas duces tecum issued by the…
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Dictionary of Essential Legal Terms
The Dictionary of Essential Legal Terms Details of The Dictionary of Essential Legal Terms Author: Amy Hackney Blackwell Date of publishing: 2008 Publisher: Sphinx Publishing, An imprint of Sourcebooks, Inc, Naperville, Illinois 60567-4410, United States Contents of The Dictionary of Essential Legal Terms Abandon Abatable Nuisance Abate Abatement of a Legacy Abatement of Taxes Abdicate…
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Stock Exchange Law
Stock Exchange Law Stock Exchange Law Stock exchange law is today a subdivision of capital markets or securities law. Its main objective is to strengthen public confidence in the financial markets, and it covers two regulatory areas: the organization of exchanges and the process of trading at exchanges. Main Objectives and Key Legislation Whether and…
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Stock Exchange Law
Stock Exchange Law Stock Exchange Law Stock exchange law is today a subdivision of capital markets or securities law. Its main objective is to strengthen public confidence in the financial markets, and it covers two regulatory areas: the organization of exchanges and the process of trading at exchanges. Main Objectives and Key Legislation Whether and…
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Trusts
The Legal History of Trusts in English Common Law This section provides an overview of Trusts in English Common Law Introduction This entry provides an overview of the legal framework of trusts, with a description of the most significant features of trusts at international level. Related Work […]
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Trusts
The Legal History of Trusts in English Common Law This section provides an overview of Trusts in English Common Law Introduction This entry provides an overview of the legal framework of trusts, with a description of the most significant features of trusts at international level. Related Work […]
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Sales Contract
The Contract of Sale Explained References See Also Property (in international or comparative law)
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Sales Contract
The Contract of Sale Explained References See Also Property (in international or comparative law)